International Civil Aviation Organization SMM 3rdEdition Highlights (Doc 9859, Final version) 2 SMM 3rdEdition Highlights - Agenda 1. Introduction 2. SMM 3rdEdition - Contents overview 3. Twenty-six enhancements 4. Summary 5. Q ?Safety information protection (enhancement) Safety-data driven targeting of oversight on areas of greater concern or need (3.3) C4- Fig 4-1: ?Safety data and risk based surveillance process (enhancement) Fig 4-1 Project title (Insert, Header App 7 ?Updated gap analysis questions, including main text references (enhancement) C4-App7 ?Improved documentation for gap analysis outcomes and tasks implementation (new) T4-A7-2 Table A ?Guidance on 4-phased progressive implementation of SSP elements App 4 ?Guidance on ALoSP measurement and monitoring through State aggregate SPIs and associated Target and Alert levels (new) C4-App4 In essence - A State defines its ALoSP through: ? A selected package of aggregate SPIs; ? Set Target and Alert levels for each SPI; and ? Monitor 5.4.2 ?Enhanced guidance, especially on SMS-QMS integration (enhancement) 3. SMS Gap Analysis App7 ?Updated gap analysis questions, including main text references (enhancement) Project title (Insert, Header App 6 ?Safety performance measurement through SPIs target and alert settings Project title (Insert, Header & Footer) 19 SMM 3rdEdition Highlights - Summary 1. List of Definitions Chapter 1 (Safety Management Fundamentals): 2. Organization risk profile assessment 3. Hazards prioritization procedure 4. Distinguishing Aviation & OSHE hazards 5. Basic risk mitigation tool 6. Performance-based requirements and its oversight Chapter 2 (Safety Management SARPs): 8. Consolidation of current safety management SARPs 9. Introduction to Annex 19 development status Project title (Insert, Header & Footer) 20 SMM 3rdEdition Highlights - Summary Chapter 3 (State Safety Program): 10. Clarity between enforcement policy & procedures 11. Agreement on SPIs, Targets & Alert settings 12. Mandatory & voluntary reporting systems 13. SPI & ALoS development 14. Safety information protection 15. Safety data and risk based surveillance process 16. Updated GAQs, including main text references 17. Documentation for gap analysis & tasks implementation 18. 4-phased progressive implementation of SSP 19. ALoSP measurement through SPI Target and Alert levels Project title (Insert, Header & Footer) 21 SMM 3rdEdition Highlights - Summary Chapter 4 (SMS): 20. Guidance on emergency response planning 21. Guidance on development of a SMS Document/ Manual 22. Guidance on SMS voluntary reporting system 23. Basic Safety Assessment Tool 24. SMS-QMS integration guidance 25. Updated GAQs, including main text references 26. Safety performance measurement through SPI target and alert settings Project title (Insert, Header & Footer) 22 SMM 3rdEdition Q & A Project title (Insert, Header & Footer)