3GPP TS 36.413 V11.4.0 (2013-06)Technical Specification3rd Generation Partnership Project;Technical Specification Group Radio Access Network;Evolved Universal Terrestrial Radio Access Network(E-UTRAN);S1 Application Protocol (S1AP)(Release 11)The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification.Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners Publications Offices.Release 113GPP TS 36.413 V11.4.0 (2013-06)14KeywordsLTE, radio3GPPPostal address3GPP support office address650 Route des Lucioles Sophia AntipolisValbonne FRANCETel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16Internethttp:/www.3gpp.orgCopyright NotificationNo part may be reproduced except as authorized by written permission.The copyright and the foregoing restriction extend to reproduction in all media. 2013, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).All rights reserved.UMTS is a Trade Mark of ETSI registered for the benefit of its members3GPP is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational PartnersLTE is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational PartnersGSM and the GSM logo are registered and owned by the GSM AssociationContentsForeword121Scope132References133Definitions, symbols and abbreviations153.1Definitions153.2Symbols163.3Abbreviations164General174.1Procedure Specification Principles174.2Forwards and Backwards Compatibility174.3Specification Notations175S1AP Services186Services Expected from Signalling Transport197Functions of S1AP208S1AP Procedures228.1List of S1AP Elementary procedures228.2E-RAB Management procedures238.2.1E-RAB Setup238.2.1.1General238.2.1.2Successful Operation248.2.1.3Unsuccessful Operation258.2.1.4Abnormal Conditions258.2.2E-RAB Modify258.2.2.1General258.2.2.2Successful Operation268.2.2.3Unsuccessful Operation278.2.2.4Abnormal Conditions278.2.3E-RAB Release278.2.3.1General278.2.3.2Successful Operation278.2.3.2.1E-RAB Release MME initiated278.2.3.2.2E-RAB Release Indication eNB initiated288.2.3.3Abnormal Conditions298.3 Context Management procedures298.3.1Initial Context Setup298.3.1.1General298.3.1.2Successful Operation298.3.1.3Unsuccessful Operation328.3.1.4Abnormal Conditions328.3.2UE Context Release Request (eNB initiated)328.3.2.1General328.3.2.2Successful Operation328.3.3UE Context Release (MME initiated)338.3.3.1General338.3.3.2Successful Operation338.3.3.3Abnormal Conditions348.3.4UE Context Modification348.3.4.1General348.3.4.2Successful Operation348.3.4.3Unsuccessful Operation358.3.4.4Abnormal Conditions358.3.5UE Radio Capability Match368.3.5.1General368.3.5.2Successful Operation368.3.5.3Unsuccessful Operation368.3.5.4Abnormal Conditions368.4Handover Signalling368.4.1Handover Preparation368.4.1.1General368.4.1.2Successful Operation378.4.1.3Unsuccessful Operation408.4.1.4Abnormal Conditions408.4.2Handover Resource Allocation408.4.2.1General408.4.2.2Successful Operation418.4.2.3Unsuccessful Operation438.4.2.4Abnormal Conditions438.4.3Handover Notification448.4.3.1General448.4.3.2Successful Operation448.4.3.3Abnormal Conditions448.4.4Path Switch Request448.4.4.1General448.4.4.2Successful Operation448.4.4.3Unsuccessful Operation468.4.4.4Abnormal Conditions468.4.5Handover Cancellation468.4.5.1General468.4.5.2Successful Operation468.4.5.3Unsuccessful Operation478.4.5.4Abnormal Conditions478.4.6eNB Status Transfer478.4.6.1General478.4.6.2Successful Operation478.4.6.3Unsuccessful Operation478.4.6.4Abnormal Conditions478.4.7MME Status Transfer488.4.7.1General488.4.7.2Successful Operation488.4.7.3Unsuccessful Operation488.4.7.4Abnormal Conditions488.5Paging488.5.1General488.5.2Successful Operation498.5.3Unsuccessful Operation498.5.4Abnormal Conditions498.6NAS transport498.6.1General498.6.2Successful Operations508.6.2.1Initial UE Message508.6.2.2DOWNLINK NAS TRANSPORT518.6.2.3UPLINK NAS TRANSPORT518.6.2.4NAS NON DELIVERY INDICATION528.6.3Unsuccessful Operation528.6.4Abnormal Conditions528.7Management procedure