文件编号 DOC No.SAP-014版本 Version A生效日期Effective date2013-09-20EICC社会责任风险评估 管理程序EICC Society Responsibility Risk Assessment Management Procedure 页次 Page 1 / 7修 订 历 史 Revision History版次Version次数Times修订内容Revision Content日期Date制订人InitiatorA - 新发行 First Issue 2013-09-20核 准Approved 审核Checked 制 订Prepared文件编号 DOC No.SAP-014版本 Version A生效日期Effective date2013-09-20EICC社会责任风险评估 管理程序EICC Society Responsibility Risk Assessment Management Procedure 页次 Page 2 / 71.0目的 Purpose通过对劳工、道德、环境进行风险评估与管理，以避免、降低管理风险。Through risk assessment and management for labor, ethics and environment, in order to avoid and reduce the management risk.2.0适用范围 Scope适用于本公司对劳工、道德、环境风险管理,也适用于对供应商分包商的社会责任风险评估管理。Applies to risk management of labor, ethics, environmental of the company, applies to the risk assessment management for supplier and subcontractors social responsibility as well.3.0定义：（无 ） Definition: None4.0权责 Responsibility4.1行政部:组织对劳工、道德、环境风险进行识别评估及控制，制定管理方案,跟进各部门采取纠正预防措施；Administration Dept: Organize identifying and assessing the risk of labor, ethic and environment, establish the management method and follow up the implementation of each department for corrective and preventive action .4.2各部门:实施风险管理方案。Each department: Implement risk management plan.5.0程序内容 Procedure5.1风险等级的分类：Risk grade classification5.1.1重大风险：可能导致严重违反相关法律法规；引起重大健康安全伤害；环境影响；导致发生重大火灾、爆炸或毒物泄漏事故；或导致重大人员伤亡或者重大经济损失。Major risk: May lead to a serious breach of relevant laws and regulations; Cause significant damage for health and safety; The environmental impact; Result in a big fire, 文件编号 DOC No.SAP-014版本 Version A生效日期Effective date2013-09-20EICC社会责任风险评估 管理程序EICC Society Responsibility Risk Assessment Management Procedure 页次 Page 3 / 7explosion or toxic leakage accident; Or cause heavy casualties or major economic losses.5.1.2一般风险：可能导致人员轻微伤害或职业病、财产损失、工作环境破坏等。General risk: Be likely to cause slight injury or occupational disease, property damage, environmental damage etc.5.2风险的调查识别与评估 Risk investigation, Identification and assessment5.2.1原则 Principle5.2.1.1风险调查识别与评估应依据本规范 5.1条款的分类及有关规定及标准，并结合公司实际情况，考虑过去、现在、将来三种情况；Risk investigation, identification and evaluation should be based on the classification of the clause 5.1 of this procedure and related regulations and standards, and combined with the companys actual situation, take three kinds of situation including past, present and future into consideration.5.2.1.2风险调查识别与评估应全面仔细，涉及劳工、道德、环境三个方面，考虑法律法规、EICC标准、消防安全、机器安全、劳动职业安全、环境污染等。Risk Investigation, identification and assessment should be comprehensive and careful, Involving labor, ethics and environment, should consider laws and regulations, EICC standards, fire safety, machine safety, labor occupational safety and environmental pollution, etc.5.2.1.3对重大风险要进行重点分析，要防止遗漏，特别是可能导致严重违法要特别关注，要分析现有管理状况与标准要求的差距，制订纠正预防措施。Makes a special analysis of the key major risks, prevent omissions, pay more attention to the risks which may lead to serious violation of law in particular, analyze the difference between the existing management situation and standard requirement.Formulate corrective and preventive actions.5.2.2调查识别 Survey and identification 5.2.2.1 行政部组织人员对公司劳工、道德、环境管理现状进行调查，识别出管理风险，形成文件编号 DOC No.SAP-014版本 Version A生效日期Effective date2013-09-20EICC社会责任风险评估 管理程序EICC Society Responsibility Risk Assessment Management Procedure 页次 Page 4 / 7社会责任风险调查识别与评估表 。 Administration department organize staff to investigate on the companys present management situation of labor, ethics and environment, identify the management risk, generate The Social Responsibility Risk Investigation, Identification and Evaluation Sheet. 5.3风险评估 Risk assessment5.3.1风险评估方法 Method of risk assessment5.3.1.1对一般因素、较易判断的行为性违章违规因素，采取直接是非判断法评价，评价结果分“轻微、可接受、不可接受”三种程度。For general factors and behavioral violation factors which are easily to judge, The direct method of evaluation is judging right and wrong, the evaluation results are divided into three parts: mild, acceptable and unacceptable.5.3.2风险评估原则与方法 Principle and method of risk assessment在社会责任风险调查识别与评估表中进行打分，分别将每种指标的得分相加，构成评估总得分，总得分 R20 分时，该风险判定为重大风险。Grade on The Social Responsibility Risk Investigation, Identification and Evaluation Sheet, the total scores come from each index, when total score R 20 points, The risk is determined to be significant.5.3.2.1严重性及影响程度：The severity and impactA.影响小，无明显后果；（0-2 分）Less impact, no obvious consequences(0 to 2 points)B.影响不大，产生的后果较轻微；（3-5 分）Small impact, light consequences(3 to 5 points)C.影响大，产生的后果严重；（6-10 分）Significant impact, serious consequence(6 to 10 points)5.3.2.2发生频率：Frequency of occurrence文件编号 DOC No.SAP-014版本 Version A生效日期Effective date2013-09-20EICC社会责任风险评估 管理程序EICC Society Responsibility Risk Assessment Management Procedure 页次 Page 5 / 7A.极少发生；（0-2 分）Rare occurrence (0 to 2 points)B.偶尔发生；（3-5 分）Occasionally happens (3 to 5 points)C.经常发生；（6-10 分）Frequent occurrence (6 to 10 points)5.3.2.3法律法规：Laws and regulationsA.无相关法律法规，影响不大或暂无影响；（0-2 分）No relevant laws and regulations, the impact is not big or no